Ben Chapman, Wealth Manager

Check the background of this investment professional on FINRA’s BrokerCheck

Today, people are increasingly aware that there are a great number of ways to invest money and enjoy a good return. They want to choose from a full spectrum of investment products, including those that have commonly been offered by brokerage firms. This is where Cetera Investment Services, LLC can help.

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When your financial institution makes available brokerage services through Cetera Investment Services, LLC, a broad spectrum of investment products become available to you:

• Mutual Funds
• Stocks and Bonds
• Collateral Mortgage Obligations (CMO’s)
• Money Market Funds
• Unit Investment Trusts
• Tax-Favored Investments
• Tax-Deferred Fixed and Variable Annuities
• And more!

Securities and annuities available through Cetera Investment Services, LLC are:

• NOT FDIC/NCUSIF insured
• May lose value
• Not financial institution guaranteed
• Not a deposit
• Not insured by any federal government agency.

Cetera Investment Services, LLC is an experienced brokerage firm, providing services and products to the customers of over 600 financial institutions. Customers like you can have convenient access to a wide range of investments at your financial institution with its familiar, comfortable surroundings and friendly people.

To provide the high level of service that you expect, Cetera Investment Services, LLC is a “self-clearing broker- dealer,” utilizing the latest technology to clear and settle your brokerage transactions quickly and accurately. In this fashion, Cetera Investment Services, LLC has control over the quality of its service, responsiveness of its operation, and experience of its people.

 When you open a Cetera Investment Services, LLC brokerage account, you may also take advantage of the following services:

• Dividend Reinvestment
• Cashless Stock Option Exercises
• Direct Deposit of Settlements into Checking/ Savings Account
• Consolidated Statements, including mutual fund positions

Whether you’re conservative, middle-of-the-road, or aggressive investor, Cetera Investment Services, LLC,  provides financial opportunities in friendly places to investors just like you.

You may be able to enjoy these additional Cetera Investment Services, LLC at your financial institution location:

• Asset Allocation
• Life Insurance
• Self-directed IRA’s
• Financial Planning
• Portfolio Management
• Qualified Retirement Plans
• Retirement Planning

Henderson Wealth Management
1000 Highway 231 South
Troy, AL 36081
334.807.5101
800.433.4087
Call us today for an appointment!

Securities and insurance products are offered through Cetera Investment Services LLC (doing insurance business in CA as CFG STC Insurance Agency LLC), member FINRA / SIPC. Advisory services are offered through Cetera Investment Advisers LLC. Neither firm is affiliated with the financial institution where investment services are offered. Individuals affiliated with this broker/dealer firm are either Registered Representatives who offer only brokerage services and receive transaction-based compensation (commissions), Investment Adviser Representatives who offer only investment advisory services and receive fees based on assets, or both Registered Representatives and Investment Adviser Representatives, who can offer both types of services.

This site is published for residents of the United States only. Registered Representatives of Cetera Investment Services LLC may only conduct business with residents of the states and/or jurisdictions in which they are properly registered. Not all of the products and services referenced on this site may be available in every state and through every advisor listed. For additional information, please contact the advisor(s) listed on the site, visit the Cetera Investment Services, LLC site at www.ceterainvestmentservices.com

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